SRA Investigations

By (author) Nigel West

ISBN13: 9781784462260

Imprint: The Law Society

Publisher: The Law Society

Format: Paperback / softback

Published: 31/10/2024

Availability: Available

Description
SRA Investigations is a comprehensive step-by-step guide to the law and practice relating to investigations by the SRA. From the initial decision to commence an investigation through to the conclusion to close the investigation or take disciplinary or regulatory action, this book outlines what to expect and provides guidance in this specialist area. Key areas covered include: Details of the SRA's various powers Step-by-step guide to the procedure in an investigation Summary of the possible disciplinary and regulatory action Practical insight into what the SRA can and cannot do during their investigation Application of the fixed financial penalty regime The SRA's review and appeal procedure
Part I: The Regulatory Regime, Part II: The General Principles, Part III: The Investigation, Part IV: Risk management, Part V: Sanctions, Part VI: Publicity and interaction with other regimes, Appendices.
  • Regulation of legal profession
  • Professional & Vocational
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List Price: £80.00